This course equips you with the knowledge and strategic approach needed to pass the Securities Industry Essentials (SIE) Exam, a critical Financial Industry Regulatory Authority (FINRA) qualification exam. During this comprehensive training, you will learn essential industry concepts like suitability requirements, customer accounts, trading practices, regulatory frameworks, and much more.
The securities industry, which includes investment banking, trading, and asset management, continues to demonstrate strong growth with a projected 7% growth rate by 2023, according to the U.S. Bureau of Labor Statistics. This growth is mainly fueled by increasing complexity in financial products, technological advancement, and demand for personalized wealth management services. The industry is also undergoing significant transformation with the rise of fintech, algorithmic trading, digital assets, and traditional roles being redefined by artificial intelligence and automation. With 41,000 jobs projected annually, now is a great time to enter this career field!
The Securities Industry Essentials® (SIE®) Exam Prep course equips you with the knowledge and strategic approach needed to pass this critical Financial Industry Regulatory Authority (FINRA) qualification exam. The course systematically covers all major exam topics, including types of securities products, risks, regulations, prohibited practices, and market structure. Through both a written and video learning experience, you will learn key security industry fundamentals through practice questions and full-length mock exams that mirror the live test format and difficulty.
The SIE course curriculum emphasizes critical concepts like suitability requirements, customer accounts, trading practices, and regulatory frameworks. You will also have access to interactive quizzes and performance-tracking tools to help you strengthen your knowledge, as well as memory aids and test-taking strategies to help you tackle the 75 multiple-choice questions within the 1-hour and 45-minute time limit. Passing the SIE exam is an important first step in earning your SIE license!
What is the average salary of a financial analyst?
According to Indeed, the average salary for a financial analyst is $79,127 per year in the U.S.
What is a financial analyst? What does a financial analyst do?
A financial analyst evaluates financial data to help businesses and individuals make informed decisions, analyzing financial statements, market trends, and economic conditions to forecast future performance and provide investment recommendations.
What is the average salary of an investment analyst?
According to ZipRecruiter, the average salary for an investment analyst in the U.S. is around $85,807 per year. This can vary based on experience with entry-level positions closer to $60,000 and those with 10-20 years of experience earning six-figure salaries.
What is an investment analyst? What does an investment analyst do?
An investment analyst researches and analyzes financial data to help guide investment decisions, often specializing in specific sectors, asset classes, or geographic regions, and provides insights to portfolio managers and other investment professionals.
Does this course prepare you for a certification?
Yes. This course prepares students to sit for the Securities Industry Essentials (SIE) Exam through the Financial Industry Regulatory Authority (FINRA).
How long does it take to complete this course?
After you register, you will receive three (3) months to complete the course. The time allotted for completion has been calculated based on the number of course hours.
When can I start this course?
This course is open enrollment, so you can register and start the course whenever you are ready. Access to your course can take 24-48 business hours.
What if I don't have enough time to complete the course within the time frame provided?
The time allotted for course completion has been calculated based on the number of course hours. However, if you are unable to complete the course, contact the student advising team to see what options you may have available to work out a suitable completion date. Please note that an extension fee may be charged.
What kind of support will I receive?
Our courses are designed to accommodate various learning preferences. Depending on the course structure, you may get different forms of support. Self-paced courses are designed to be user-friendly and independent, minimizing the need for external support. In courses with instructors, our direct platform support feature includes opportunities for questions, discussions, and remediation, with email and phone support available for select courses. Our student advising team is available to guide you on program requirements and administrative requests, but they do not provide assistance with course content. Our goal is to provide you with the necessary support for success, whether it's through self-paced exploration, direct communication, or guidance from our advising team.
What happens when I complete the course?
Upon successfully passing the final exam, you will be awarded a certificate of completion from the school or organization that you registered through.
Am I guaranteed a job?
Hope Training Academy courses will help you gain the skills you need to obtain an entry-level position in most cases. However, you should always research the job market in your area before enrolling.
Can I get financial assistance?
Hope Training Academy courses are non-credit, so they do not qualify for federal aid, FAFSA, and Pell Grant. In some states, vocational rehab or workforce development boards may provide funding to take our courses. Additionally, you may qualify for financial assistance if you meet certain requirements. Learn more about financial assistance.
How can I get more information about this course?
If you have questions that are not answered on our website, representatives are available by phone. You can also call us at 1-855-532-7642 during regular business hours to have your questions promptly answered. If you are visiting us during non-business hours, please send us a question using the "Contact Us."
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