{"product_id":"security-industry-essentials-sie-exam-prep","title":"Securities Industry Essentials (SIE) Exam Prep","description":"\u003cp class=\"course-intro\"\u003eThis course equips you with the knowledge and strategic approach needed to pass the Securities Industry Essentials (SIE) Exam, a critical Financial Industry Regulatory Authority (FINRA) qualification exam. During this comprehensive training, you will learn essential industry concepts like suitability requirements, customer accounts, trading practices, regulatory frameworks, and much more.\u003c\/p\u003e\u003cul class=\"course-facts\"\u003e\n\u003cli\u003e60 course hrs\u003c\/li\u003e\n\u003cli\u003eCode GES2169\u003c\/li\u003e\n\u003cli\u003eOpen enrollment\u003c\/li\u003e\n\u003cli\u003eSelf paced\u003c\/li\u003e\n\u003c\/ul\u003e\u003cnav class=\"course-nav\"\u003e\u003ca href=\"#overview\"\u003eOverview\u003c\/a\u003e\u003ca href=\"#objective\"\u003eObjective\u003c\/a\u003e\u003ca href=\"#outline\"\u003eOutline\u003c\/a\u003e\u003ca href=\"#requirements\"\u003eRequirements\u003c\/a\u003e\u003ca href=\"#prerequisites\"\u003ePrerequisites\u003c\/a\u003e\u003ca href=\"#instructor\"\u003eInstructor\u003c\/a\u003e\u003ca href=\"#faqs\"\u003eFAQs\u003c\/a\u003e\u003c\/nav\u003e\u003ch3 id=\"overview\"\u003eOverview\u003c\/h3\u003e\u003cdiv class=\"course-sec\"\u003e\n\u003cp\u003eThe securities industry, which includes investment banking, trading, and asset management, continues to demonstrate strong growth with a projected 7% growth rate by 2023, according to the U.S. Bureau of Labor Statistics. This growth is mainly fueled by increasing complexity in financial products, technological advancement, and demand for personalized wealth management services. The industry is also undergoing significant transformation with the rise of fintech, algorithmic trading, digital assets, and traditional roles being redefined by artificial intelligence and automation. With 41,000 jobs projected annually, now is a great time to enter this career field!\u003c\/p\u003e\n\u003cp\u003eThe Securities Industry Essentials® (SIE®) Exam Prep course equips you with the knowledge and strategic approach needed to pass this critical Financial Industry Regulatory Authority (FINRA) qualification exam. The course systematically covers all major exam topics, including types of securities products, risks, regulations, prohibited practices, and market structure. Through both a written and video learning experience, you will learn key security industry fundamentals through practice questions and full-length mock exams that mirror the live test format and difficulty.\u003c\/p\u003e\n\u003cp\u003eThe SIE course curriculum emphasizes critical concepts like suitability requirements, customer accounts, trading practices, and regulatory frameworks. You will also have access to interactive quizzes and performance-tracking tools to help you strengthen your knowledge, as well as memory aids and test-taking strategies to help you tackle the 75 multiple-choice questions within the 1-hour and 45-minute time limit. Passing the SIE exam is an important first step in earning your SIE license!\u003c\/p\u003e\n\u003c\/div\u003e\u003ch3 id=\"objective\"\u003eObjective\u003c\/h3\u003e\u003cdiv class=\"course-sec\"\u003e\n\u003cp\u003e\u003cstrong\u003eWhat you will learn\u003c\/strong\u003e\u003c\/p\u003e\n\u003cul\u003e \u003cli\u003eGain knowledge of capital markets\u003c\/li\u003e \u003cli\u003eUnderstand products and their risks\u003c\/li\u003e \u003cli\u003eReview trading, customer accounts, and prohibited activities\u003c\/li\u003e \u003cli\u003eAcquire an overview of regulatory framework\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cstrong\u003eHow you will benefit\u003c\/strong\u003e\u003c\/p\u003e\n\u003cul\u003e \u003cli\u003eStand out and distinguish yourself from your peers who are also seeking internships or jobs\u003c\/li\u003e \u003cli\u003eApply your new knowledge and skills towards jumpstarting your career goals\u003c\/li\u003e \u003cli\u003eGet immediate notice of your pass\/fail status from the practice final exams—with performance feedback if you fail\u003c\/li\u003e \u003cli\u003ePossess increased marketability in the financial services industry\u003c\/li\u003e \u003cli\u003ePrepare for the Securities Industry Essentials (SIE) Exam\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/div\u003e\u003ch3 id=\"outline\"\u003eOutline\u003c\/h3\u003e\u003cdiv class=\"course-sec\"\u003e\u003col style=\"list-style-type: upper-roman;\"\u003e \u003cli\u003eWelcome\u003c\/li\u003e \u003cli\u003eEquities\u003c\/li\u003e \u003cli\u003eDebt Fundamentals\u003c\/li\u003e \u003cli\u003eAdditional Bond Features\u003c\/li\u003e \u003cli\u003eCorporate and US Government Debt\u003c\/li\u003e \u003cli\u003eMunicipal Debt and Money Market Instruments\u003c\/li\u003e \u003cli\u003ePackaged Products\u003c\/li\u003e \u003cli\u003eTrading Markets\u003c\/li\u003e \u003cli\u003eTrade Processing and Settlement\u003c\/li\u003e \u003cli\u003eOptions\u003c\/li\u003e \u003cli\u003eIndividual Customer Accounts and Suitability\u003c\/li\u003e \u003cli\u003eOther Account Types\u003c\/li\u003e \u003cli\u003eRetirement Plans, Variable Annuities, and Municipal Fund Securities\u003c\/li\u003e \u003cli\u003ePrimary Market\u003c\/li\u003e \u003cli\u003eAct of 1934 and Other Federal and State Regulations\u003c\/li\u003e \u003cli\u003eSelf-Regulatory Organization (SRO) Rules\u003c\/li\u003e \u003cli\u003eEconomic Analysis and Tax Rules\u003c\/li\u003e\n\u003c\/ol\u003e\u003c\/div\u003e\u003ch3 id=\"requirements\"\u003eRequirements\u003c\/h3\u003e\u003cdiv class=\"course-sec\"\u003e\n\u003cp\u003e\u003cstrong\u003eRequirements:\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eHardware Requirements:\u003c\/p\u003e\n\u003cul\u003e \u003cli\u003eThis course can be taken on either a PC, Mac, or Chromebook.\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003eSoftware Requirements:\u003c\/p\u003e\n\u003cul\u003e \u003cli\u003ePC: Windows 10 or later.\u003c\/li\u003e \u003cli\u003eMac: macOS 12 or later.\u003c\/li\u003e \u003cli\u003eBrowser: The latest version of Google Chrome or Mozilla Firefox is preferred. Microsoft Edge and Safari are also compatible.\u003c\/li\u003e \u003cli\u003e Microsoft Word Online \u003c\/li\u003e \u003cli\u003e Adobe Acrobat Reader \u003c\/li\u003e \u003cli\u003eSoftware must be installed and fully operational before the course begins.\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003eOther:\u003c\/p\u003e\n\u003cul\u003e \u003cli\u003eEmail capabilities and access to a personal email account.\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cstrong\u003eInstructional Material Requirements:\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eThe instructional materials required for this course are included in enrollment and will be available online.\u003c\/p\u003e\n\u003c\/div\u003e\u003ch3 id=\"prerequisites\"\u003ePrerequisites\u003c\/h3\u003e\u003cdiv class=\"course-sec\"\u003e\n\u003cp\u003e\u003cstrong\u003ePrerequisites:\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eThere are no prerequisites to complete this course.\u003c\/p\u003e\n\u003cp\u003e\u003cstrong\u003eCertification Requirements: \u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eThe SIE certification exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to prospective employers. Association with a firm is not required to take the SIE, and results are valid for four years.\u003c\/p\u003e You've got questions.\u003cbr\u003e We're here to help.\u003c\/div\u003e\u003ch3 id=\"instructor\"\u003eInstructor\u003c\/h3\u003e\u003cdiv class=\"course-sec\"\u003e\u003cp\u003eThis is not an instructor-facilitated course. However, support will be provided through email, online forms, and phone calls.\u003c\/p\u003e\u003c\/div\u003e\u003ch3 id=\"faqs\"\u003eFAQs\u003c\/h3\u003e\u003cdiv class=\"course-sec\"\u003e\n\u003cp\u003e\u003cstrong\u003eWhat is the average salary of a financial analyst?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eAccording to Indeed, the average salary for a financial analyst is $79,127 per year in the U.S.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eWhat is a financial analyst? What does a financial analyst do?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eA financial analyst evaluates financial data to help businesses and individuals make informed decisions, analyzing financial statements, market trends, and economic conditions to forecast future performance and provide investment recommendations.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eWhat is the average salary of an investment analyst?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eAccording to ZipRecruiter, the average salary for an investment analyst in the U.S. is around $85,807 per year. This can vary based on experience with entry-level positions closer to $60,000 and those with 10-20 years of experience earning six-figure salaries.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eWhat is an investment analyst? What does an investment analyst do?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eAn investment analyst researches and analyzes financial data to help guide investment decisions, often specializing in specific sectors, asset classes, or geographic regions, and provides insights to portfolio managers and other investment professionals.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eDoes this course prepare you for a certification?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eYes. This course prepares students to sit for the Securities Industry Essentials (SIE) Exam through the Financial Industry Regulatory Authority (FINRA).\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eHow long does it take to complete this course?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eAfter you register, you will receive three (3) months to complete the course. The time allotted for completion has been calculated based on the number of course hours.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eWhen can I start this course?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eThis course is open enrollment, so you can register and start the course whenever you are ready. Access to your course can take 24-48 business hours.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eWhat if I don't have enough time to complete the course within the time frame provided?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eThe time allotted for course completion has been calculated based on the number of course hours. However, if you are unable to complete the course, contact the student advising team to see what options you may have available to work out a suitable completion date. Please note that an extension fee may be charged.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eWhat kind of support will I receive?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eOur courses are designed to accommodate various learning preferences. Depending on the course structure, you may get different forms of support. Self-paced courses are designed to be user-friendly and independent, minimizing the need for external support. In courses with instructors, our direct platform support feature includes opportunities for questions, discussions, and remediation, with email and phone support available for select courses. Our student advising team is available to guide you on program requirements and administrative requests, but they do not provide assistance with course content. Our goal is to provide you with the necessary support for success, whether it's through self-paced exploration, direct communication, or guidance from our advising team.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eWhat happens when I complete the course?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eUpon successfully passing the final exam, you will be awarded a certificate of completion from the school or organization that you registered through.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eAm I guaranteed a job?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eHope Training Academy courses will help you gain the skills you need to obtain an entry-level position in most cases. However, you should always research the job market in your area before enrolling.\u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eCan I get financial assistance?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eHope Training Academy courses are non-credit, so they do not qualify for federal aid, FAFSA, and Pell Grant. In some states, vocational rehab or workforce development boards may provide funding to take our courses. Additionally, you may qualify for financial assistance if you meet certain requirements. Learn more about financial assistance. \u003c\/p\u003e \u003cp\u003e\u003cstrong\u003eHow can I get more information about this course?\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eIf you have questions that are not answered on our website, representatives are available by phone. You can also call us at 1-855-532-7642 during regular business hours to have your questions promptly answered. If you are visiting us during non-business hours, please send us a question using the \"Contact Us.\"\u003c\/p\u003e You've got questions.\u003cbr\u003e We're here to help.\u003c\/div\u003e","brand":"Hope Training Academy","offers":[{"title":"Default Title","offer_id":47318473801916,"sku":"_GES2169","price":599.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0742\/1391\/6860\/files\/GES2169.jpg?v=1787605175","url":"https:\/\/shop.videogamepalooza.org\/products\/security-industry-essentials-sie-exam-prep","provider":"Video Game Palooza","version":"1.0","type":"link"}